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Disclosure Statements

SEC Rule 606

The U.S. Securities and Exchange Commission's client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices. These reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer's relationship with such venues.

These reports are divided into four sections: one for securities listed on the New York Stock Exchange and reported as a Network A eligible security; one for securities listed on the NASDAQ Stock Market; one for securities listed on the American Stock Exchange or regional exchanges and reported as a Network B eligible security; and one for exchange-listed options. For each section, this report identifies the venues most often selected by WhoTrades, Inc., sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of WhoTrades, Inc.'s relationship with the venues. These reports may be viewed by clicking on any of the quarters below.

For Quarters Ending:

March 31, 2016
June 30, 2016 September 30, 2016 December 31, 2016
March 31, 2015 June 30, 2015 September 30, 2015 December 31, 2015 BPLTJ2T+
March 31, 2014 June 30, 2014 September 30, 2014 December 31, 2014
March 31, 2013 June 30, 2013 September 30, 2013 December 31, 2013
March 31, 2012 June 30, 2012 September 30, 2012 December 31, 2012
March 31, 2011 June 30, 2011 September 30, 2011 December 31, 2011
March 31, 2010 June 30, 2010 September 30, 2010 December 31, 2010
March 31, 2009 June 30, 2009 September 30, 2009 December 31, 2009
March 31, 2008 June 30, 2008 September 30, 2008 December 31, 2008

Investor Links

Customers interested in reviewing literature regarding online trading risk and investment choices should visit the following Securities and Exchange Commission, FINRA Regulation, Inc., and Securities Investor Protection Corporation web sites:

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