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Non Marginable Securities

Symbol Issuer Name
ACTS ACTIONS SEMICONDUCTOR CO LTD
AGQ PROSHARES TR II-ULTRA SILVER NEW
AMBO AMBOW ED HLDG LTD
AMCF ANDATEE CHINA MARINE FUEL SV
AMCN AIRMEDIA GROUP INC
APWR A POWER ENERGY GENERAT SYS L
ATAI ATA INC
ATV ACORN INTL INC
BABA ALIBABA GROUP HLDG LTD
BCDS BCD SEMICONDUCTOR MFG LTD
BDCL UBS AG LONDON BRH-2X LEV LNG LKD
BIB PROSHARES TR-PSHS ULT NASB
BIS PROSHARES TR-ULTSH NASD BIOT
BITA BITAUTO HLDGS LTD
BONA BONA FILM GROUP LTD
BRIL DIREXION SHS ETF TR-BRIC BULL 3XSH
BRIS DIREXION SHS ETF TR-BRIC BEAR 3XSH
BSPM BIOSTAR PHARMACEUTICALS INC
BZQ PROSHARES TR-ULT MSCIBZL CAPP
CBAK CHINA BAK BATTERY INC
CCGM CHINA CGAME INC
CCIH CHINACACHE INTL HLDG LTD
CCM CONCORD MED SVCS HLDGS LTD
CCSC COUNTRY STYLE COOKING RESTAU
CEDU CHINAEDU CORP
CHRM CHARM COMMUNICATIONS INC
CMD PROSHARES TR II-ULSHT BLOOMB CMD
CNTF CHINA TECHFAITH WIRLS COMM T
CPGI CHINA SHENGDA PACKAGING GROU
CSUN CHINA SUNERGY CO LTD
CTC IFM INVTS LTD
CTFO CHINA TRANSINFO TECHNLGY COR
CTRP CTRIP COM INTL LTD
CURE DIREXION SHS ETF TR-HEALTHCARE BUL
CVVT CHINA VALVES TECHNOLOGY INC
CXDC CHINA XD PLASTICS CO LTD
CYB WISDOMTREE TR-CHINESE YUAN FD
CYOU CHANGYOU COM LTD
DANG E-COMMERCE CHINA DANGDANG IN
DATE JIAYUAN COM INTL LTD
DDM PROSHARES TR-PSHS ULTRA DOW30
DEER DEER CONSUMER PRODS INC
DGAZ CREDIT SUISSE NASSAU BRH-VS 3XLNGNATGAS
DHRM DEHAIER MEDICAL SYSTEMS LIMI
DIG PROSHARES TR-PSHS ULTRA O&G
DL CHINA DISTANCE ED HLDGS LTD
DPK DIREXION SHS ETF TR-DLY DEV MKT BEAR
DQ DAQO NEW ENERGY CORP
DRN DIREXION SHS ETF TR-DLY R/E BULL3X
DRV DIREXION SHS ETF TR-DLY R/E BEAR3X
DUG PROSHARES TR-ULSHOIL&GASNEW13
DUST DIREXION SHS ETF TR-GLD MNRS BEAR 3X
DXD PROSHARES TR-PSHS ULDOW30 NEW
DZK DIREXION SHS ETF TR-DLY DEV MKT BULL
EDC DIREXION SHS ETF TR-DLY EMRGMKT BULL
EDU NEW ORIENTAL ED & TECH GRP I
EDZ DIREXION SHS ETF TR-DLY EMKT 3X NEW
EET PROSHARES TR-MSCI EMRG ETF
EEV PROSHARES TR-SHT MSCI NEW
EFO PROSHARES TR-ULTR MSCI ETF
EFU PROSHARES TR-ULSH MSCIEAF NEW
EFUT E FUTURE INFORMATION TECH IN
EJ E HOUSE CHINA HLDGS LTD
EPV PROSHARES TR-ULTSHT FTSE EURO
ERX DIREXION SHS ETF TR-DLY ENRGY BULL3X
ERY DIREXION SHS ETF TR-DLY ENERBR3X NEW
EUO PROSHARES TR II-ULTRASHRT EURO
EWV PROSHARES TR-ULTSHT MSCI JAP
EZJ PROSHARES TR-UL MSCI JP ETF
FAS DIREXION SHS ETF TR-DLY FIN BULL NEW
FAZ DIREXION SHS ETF TR-DLYFINBEAR3X NEW
FCHI ISHARES-FTSE CHINA ETF
FEED AGFEED INDS INC
FENG PHOENIX NEW MEDIA LTD
FFHL FUWEI FILMS HLDGS CO LTD
FMCN FOCUS MEDIA HLDG LTD
FSIN FUSHI COPPERWELD INC
FXI ISHARES TR-CHINA LG-CAP ETF
FXP PROSHARES TR-ULTSHT FT CH 50
GA GIANT INTERACTIVE GROUP INC
GAME SHANDA GAMES LTD
GCH ABERDEEN GTR CHINA FD INC
GLL PROSHARES TR II-ULTRASHRT NEW
GPRC GUANWEI RECYCLING CORP
GRO AGRIA CORP
GSH GUANGSHEN RY LTD
GSI GENERAL STEEL HOLDINGS INC
GU GUSHAN ENVIRONMENTAL ENRGY L
GXC SPDR INDEX SHS FDS-S&P CHINA ETF
HAO CLAYMORE EXCHANGE TRD FD TR-GUGG CHN SML CAP
HEAT SMARTHEAT INC
HGSH CHINA HGS REAL ESTATE INC
HLF HERBALIFE LTD
HMIN HOMEINNS HOTEL GROUP
HNP HUANENG PWR INTL INC
HOGS ZHONGPIN INC
HOLI HOLLYSYS AUTOMATION TECHNOLO
HPJ HIGHPOWER INTL INC
HSFT HISOFT TECHNOLOGY INTL LTD
HSOL HANWHA SOLARONE CO LTD
HTHT CHINA LODGING GROUP LTD
IDI TIGER MEDIA INC
INDL DIREXION SHS ETF TR-INDIA BULL 3X SH
INDZ DIREXION SHS ETF TR-INDIA BEAR 3X
ISS ISOFTSTONE HLDGS LTD
JASO JA SOLAR HOLDINGS CO LTD
JDST DIREXION SHS ETF TR-DLY JR GMNR BEAR
JGBO JIANGBO PHARMACEUTICALS INC
JGBT DEUTSCHE BK AG LONDON BRH-DB 3X JAP GOV BD
JKS JINKOSOLAR HLDG CO LTD
JNGW JINGWEI INTL LTD
JNUG DIREXION SHS ETF TR-DLYJR GL MNR3X N
JOBS 51JOB INC
JPX PROSHARES TR-ULTRSH MSCI PAC
JRJC CHINA FIN ONLINE CO LTD
JST JINPAN INTL LTD
KEYP KEYUAN PETROCHEMICALS INC
KGJI KINGOLD JEWELRY INC
KH CHINA KANGHUI HLDGS
KNDI KANDI TECHNOLOGIES GROUP INC
KONE KINGTONE WIRELESSINFO SOL HL
KONG KONGZHONG CORP
KRU PROSHARES TR-ULT KBW REGBNK
KUTV KU6 MEDIA CO LTD
LAS LENTUO INTL INC
LBJ DIREXION SHS ETF TR-LATN AM BULL3X
LDK LDK SOLAR CO LTD
LFC CHINA LIFE INS CO LTD
LHB DIREXION SHS ETF TR-LATN AM BEAR3X
LIWA LIHUA INTL INC
LONG ELONG INC
LPH LONGWEI PETROLEUM INV HLDG L
LTL PROSHARES TR-PSHS UL TELE ETF
LTON LINKTONE LTD
LZEN LIZHAN ENVIRONMENTAL CORP
MCOX MECOX LANE LIMITED
MIDU DIREXION SHS ETF TR-DLY MIDCAP ETF3X
MOBI SKY-MOBI LTD
MORL UBS AG LONDON BRH-ETRACS MTH2XRE
MR MINDRAY MEDICAL INTL LTD
MVV PROSHARES TR-PSHS ULT MCAP400
MY CHINA MING YANG WIND PWR GRO
MZZ PROSHARES TR-ULTSHT MIDCAP400
NCTY THE9 LTD
NED NOAH ED HLDGS LTD
NFEC NF ENERGY SAVING CORP
NINE NINETOWNS INTERNET TECH GRP
NKBP CHINA NUOKANG BIO-PHARM INC
NOAH NOAH HLDGS LTD
NPD CHINA NEPSTAR CHAIN DRUGSTOR
NQ NQ MOBILE INC
NTES NETEASE INC
NUGT DIREXION SHS ETF TR-DAILY GOLD MINER
OINK TIANLI AGRITECH INC
ONP ORIENT PAPER INC
OSN OSSEN INNOVATION CO LTD
PACQ PRIME ACQUISITION CORP
PACQU PRIME ACQUISITION CORP
PGJ POWERSHARES ETF TRUST-GOLDEN DRG CHINA
PSOF PANSOFT COMPANY LIMITED
PST PROSHARES TR-PSHS ULSHT 7-10Y
PTR PETROCHINA CO LTD
PUDA PUDA COAL INC
PWRD PERFECT WORLD CO LTD
QID PROSHARES TR-ULTSHRT QQQ
QIHU QIHOO 360 TECHNOLOGY CO LTD
QKLS QKL STORES INC
QLD PROSHARES TR-PSHS ULTRA QQQ
RCON RECON TECHNOLOGY LTD
RDA RDA MICROELECTRONICS INC
RENN RENREN INC
RETL DIREXION SHS ETF TR-RETAIL BULL 3X
RETS DIREXION SHS ETF TR-RETAIL BEAR 3X
REW PROSHARES TR-ULSHRT TECH NEW
ROM PROSHARES TR-PSHS ULTRA TECH
RSU RYDEX ETF TRUST-GUG 2X S&P500ETF
RSW RYDEX ETF TRUST-GUG INV 2XS&P500
RUSL DIREXION SHS ETF TR-DLY RUSSIA BUL14
RUSS DIREXION SHS ETF TR-DL RUSSIA BEAR
RXD PROSHARES TR-PSHS HLTH CARE
RXL PROSHARES TR-PSHS ULT HLTHCRE
SAA PROSHARES TR-PSHS ULT SCAP600
SBAY SUBAYE INC
SCC PROSHARES TR-PSHS ULCONSM NEW
SCEI SINO CLEAN ENERGY INC
SCO PROSHARES TR II-ULSHT BLOOMB OIL
SCR SIMCERE PHARMACEUTICAL GROUP
SDD PROSHARES TR-ULTSHT SMLCP600
SDK PROSHARES TR-ULSHT MC GR NEW
SDOW PROSHARES TR-ULTRA SH DOW30
SDP PROSHARES TR-ULSHRT UTILS NEW
SDS PROSHARES TR-PSHS ULSHT SP500
SEED ORIGIN AGRITECH LIMITED
SFK PROSHARES TR-PSHS UL1000NEW
SFUN SOUFUN HLDGS LTD
SGOC SGOCO GROUP LTD
SHI SINOPEC SHANGHAI PETROCHEMIC
SHP SHANGPHARMA CORP
SHZ CHINA SHEN ZHOU MNG & RES IN
SIHI SINOHUB INC
SIJ PROSHARES TR-ULTRASHORT INDL
SINA SINA CORP
SJF PROSHARES TR-UL RUS1000VA NEW
SJH PROSHARES TR-ULSH RUSS2000 VL
SJL PROSHARES TR-ULSHT MC VA NEW
SKBI SKYSTAR BIO-PHARMA CO
SKF PROSHARES TR-ULTSHT FINLS NEW
SKK PROSHARES TR-ULTSHT RUSS GWTH
SMDD PROSHARES TR-ULTPRO SHT MDCP
SMI SEMICONDUCTOR MFG INTL CORP
SMK PROSHARES TR-ULT MSCIMEX CAPP
SMN PROSHARES TR-BASIC MAT NEW
SNP CHINA PETE & CHEM CORP
SOHU SOHU COM INC
SOL RENESOLA LTD
SORL SORL AUTO PTS INC
SOXL DIREXION SHS ETF TR-DLY SCOND 3XBU
SOXS DIREXION SHS ETF TR-DLY SEMICONDUCT
SPRD SPREADTRUM COMMUNICATIONS IN
SPU SKYPEOPLE FRUIT JUICE INC
SPXL DIREXION SHS ETF TR-DRX S&P500BULL
SPXS DIREXION SHS ETF TR-DLY S&P 500 BEAR
SPXU PROSHARES TR-ULTRAPRO SHORT S
SQQQ PROSHARES TR-ULTRAPRO SH NW14
SRS PROSHARES TR-REAL EST NEW 11
SRTY PROSHARES TR-ULTPRO SHT RUSS
SSG PROSHARES TR-ULSHRT SEMIC NEW
SSO PROSHARES TR-PSHS ULT S&P 500
SSRX 3SBIO INC
STP SUNTECH PWR HLDGS CO LTD
STV CHINA DIGITAL TV HLDG CO LTD
SUTR SUTOR TECH GROUP LTD
SVA SINOVAC BIOTECH LTD
SVN 7 DAYS GROUP HLDGS LTD
SYSW SYSWIN INC
SZK PROSHARES TR-PSHS CONSUMR GD
TAO CLAYMORE EXCHANGE TRD FD TR-GUGG CHN RL EST
TAOM TAOMEE HLDGS LTD
TBET TIBET PHARMACEUTICALS INC
TBOW TRUNKBOW INTL HLDGS LTD
TBT PROSHARES TR-PSHS ULTSH 20YRS
TECL DIREXION SHS ETF TR-DLY TECH BULL 3X
THTI THT HEAT TRANSFER TECHNOLOGY
TLL PROSHARES TR-ULSHRT TELE NEW
TMF DIREXION SHS ETF TR-20YR TRES BULL
TMV DIREXION SHS ETF TR-20YR TRES BEAR
TNA DIREXION SHS ETF TR-DLY SMCAP BULL3X
TPI TIANYIN PHARMACEUTICAL CO IN
TQQQ PROSHARES TR-ULTRAPRO QQQ
TRIT TRI-TECH HOLDING INC
TSL TRINA SOLAR LIMITED
TSTC TELESTONE TECHNOLOGIES CORP
TVIX CREDIT SUISSE AG NASSAU BRH-VELSHS DLY SHTRM
TWM PROSHARES TR-ULTSHT RUSS2000
TWQ PROSHARES TR-PSHS ULSHRUS NEW
TYD DIREXION SHS ETF TR-7 10YR TRES BULL
TYO DIREXION SHS ETF TR-7 10YR TRES BEAR
TZA DIREXION SHS ETF TR-DLY SC BEAR3XNEW
UBR PROSHARES TR-ULT MSCIBZL CAPP
UBT PROSHARES TR-ULTRA 20YR TRE
UCC PROSHARES TR-PSHS CONSMR SVCS
UCD PROSHARES TR II-ULT BLOOMB CMD
UCO PROSHARES TR II-ULT BLOOMB C OIL
UDOW PROSHARES TR-ULTRPRO DOW30
UGAZ CREDIT SUISSE NASSAU BRH-ETN LKD 32
UGE PROSHARES TR-PSHS CONSMRGOODS
UGL PROSHARES TR II-ULTRA GOLD
UKF PROSHARES TR-PSHS ULT1000 GRW
UKK PROSHARES TR-PSHS ULT 2000 GR
UKW PROSHARES TR-PSHS ULT MDCP GR
ULE PROSHARES TR II-PSH ULTRA EURO
UMDD PROSHARES TR-ULTRA MDCAP400
UMX PROSHARES TR-ULT MSCIMEX CAPP
UPRO PROSHARES TR-ULTRPRO S&P500
UPV PROSHARES TR-ULT FTSE EUROPE
UPW PROSHARES TR-PSHS ULTRA UTIL
URE PROSHARES TR-ULT R/EST NEW
URTY PROSHARES TR-ULTR RUSSL2000
USD PROSHARES TR-PSHS ULT SEMICDT
USLV CREDIT SUISSE AG NASSAU BRH-VELOCITY SHS EXC
UST PROSHARES TR-ULTR 7-10 TREA
UTSI UTSTARCOM HOLDINGS CORP
UVG PROSHARES TR-PSHS ULT1000 VAL
UVT PROSHARES TR-PSHS ULT2000 VAL
UVU PROSHARES TR-PSHS ULT MCP VAL
UVXY PROSHARES TR II-ULT VIX SHRT TRM
UWC PROSHARES TR-UL RUS3000 ETF
UWM PROSHARES TR-PSHS ULTRUSS2000
UWTI CREDIT SUISSE NASSAU BRH-VS 3XLGCRUDE ETN
UXI PROSHARES TR-PSHS ULTRA INDL
UXJ PROSHARES TR-ULT MSCI PAC
UYG PROSHARES TR-ULTRA FNCLS NEW
UYM PROSHARES TR-PSHS ULT BASMATL
VALV SHENGKAI INNOVATIONS INC
VIMC VIMICRO INTL CORP
VIPS VIPSHOP HLDGS LTD
VISN VISIONCHINA MEDIA INC
VIT VANCEINFO TECHNOLOGIES INC
VNET 21VIANET GROUP INC
WATG WONDER AUTO TECHNOLOGY INC
WH WSP HOLDINGS LIMITED
WUHN WUHAN GEN GROUP CHINA INC
WWIN WINNER MEDICAL GRP INC
WX WUXI PHARMATECH CAYMAN INC
XIN XINYUAN REAL ESTATE CO LTD
XNY CHINA XINIYA FASHION LTD
XPP PROSHARES TR-ULT FTSE CHIN 50
XRS TAL ED GROUP
XUE XUEDA ED GROUP
YAO CLAYMORE EXCHANGE-TRD FD TR-GUGG CHINA ALLCP
YCL PROSHARES TR II-PSHS ULTRA YEN
YCS PROSHARES TR II-ULTRASHORT YEN N
YGE YINGLI GREEN ENERGY HLDG CO
YINN DIREXION SHS ETF TR-DL FTSE BLL 3X
YOKU YOUKU TUDOU INC
YONG YONGYE INTL INC
YTEC YUCHENG TECHNOLOGIES LTD
YUII YUHE INTERNATIONAL INC
YXI PROSHARES TR-SHT FTSE CHIN 50
YY YY INC
YZC YANZHOU COAL MNG CO LTD
ZA ZUOAN FASHION LTD
ZNH CHINA SOUTHN AIRLS LTD
ZOOM ZOOM TECHNOLOGIES INC
ZPIN ZHAOPIN LTD
ZSL PROSHARES TR II-PSHS ULSSLVR NEW
ZSTN ZST DIGITAL NETWORKS INC
ZX CHINA ZENIX AUTO INTL LTD
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