Operations & Compliance Support
Hands on Back Office Support Tailored to Your Needs
Just2Trade has built an infrastructure of support for your practice, so that you may concentrate on serving your clients and growing your business, while we help attend to many of your back office details. Beginning with the safety of your clients’ assets and following through all aspects of daily operations, we are focused on simplifying your practice operations through state-of-the-art technology and hands-on personal service.
Just2Trade processing technology and highly professional operations staff enables us to deliver quality in this most critical area.
Every securities-processing task — receipt and delivery of securities, collection of income and dividends, wire transfers, corporate action notification, cashiering, and margin activities — has an immediate impact on client accounts. We never lose sight of just how important it is that all of these functions proceed smoothly. That’s why we strive for error-free performance and why we continually enhance our services in these areas.
Our affiliated independent financial advisors who choose a business model that involves commissions will be registered through our broker-dealer, Just2Trade Inc. LLC which is registered in every state in the United States plus the U.S. Territories of Puerto Rico and the U.S. Virgin Islands.
Our compliance department employs a thorough but common sense approach
to compliance that will help you keep your practice compliant while you are busy serving your clients and growing your business. In addition to our on-site audits of offices, our compliance will monitor trading activities, assisting with any customer inquiries, and reviewing marketing materials.
To simplify the move to Just2Trade Inc LLC, we support you in transferring all appropriate licenses and registrations.